Practice Management Services
For Financial Advisors

At Infinity, our financial advisors have access to state-of-the-art technology and practice management systems, and we help you develop your own client base with our expert advice, assistance, and training. We can also help you locate and secure executive office space. And, while other broker-dealers may offer little to no marketing support, you will be able to leverage our established and respected brand name and market presence.

CUSTODY & CLEARING

Infinity’s clearing house companies are:

The Royal Bank of Canada (RBC) is a recognized and trusted standard of credit trustworthiness for the entire financial world. RBC Correspondent Services provides a full-service execution and wealth management platform. If you’re looking for practice management solutions, advisory programs, research, and technology, talk with us about the services and tools available through RBC Correspondent Services.

TD Ameritrade Institutional (TD) provides comprehensive brokerage and custody services to Infinity's fee-based advisors. TD's advanced technology platform, coupled with personal support from their dedicated service teams, allows investment advisors to grow and manage their practices more efficiently, while optimizing their time with clients. TD provides a robust offering of products, programs, and services designed to help advisors build their business and help clients reach financial goals.

Folio Institutional provides secure asset custody and a state-of-the-art patented portfolio management, trading, and brokerage platform to support advisor needs. Advisors can build and manage integrated investment portfolios called “folios” that can contain stocks, ETFs, or mutual funds and deliver better control and greater transparency for clients at a lower cost.

COMPLIANCE

Our goal is to help you do the business you want as flexibly as possible, within the framework of our Compliance Policies and regulatory requirements. We will provide timely review of content you submit for compliance approval and will work closely with you to help ensure that your materials are both compliant and effective. The Infinity Intranet contains all the forms and documents you will need to conduct business and maintain your licenses with Infinity Financial Services.

TECHNOLOGY

Infinity uses cutting-edge technology to enhance its ability to research investments and provide exceptional client service. Here are just some of the robust services and technologies you’ll be able to use:

Morningstar®

A leading provider of independent investment research that will help you analyze a client’s holdings and plan for their future investing.

Finance Logix®

A real-time, online service that consolidates, summarizes and analyzes a client’s entire financial picture.

Laserfiche®

Enterprise content management systems that create a user-friendly, standardized system for managing client information, company records, correspondence (even email) in a way that’s convenient, comprehensive and compliant.

CircleBlack

Investment and portfolio tracking service that navigates global investment news, pinpointing information that's pertinent to your portfolio, financial security and long-term financial goals.

DocuSign®

Most trusted and widely-used company that provides electronic signature technology and Digital Transaction Management services for facilitating electronic exchanges of contracts and signed documents.

Redtail

A web-based, full-featured, and easy-to-use client management solution designed specifically for financial professionals.

Orion

An integrated portfolio accounting system that helps you manage all of your client accounts more efficiently. All IFS Advisory Accounts use Orion for CRM accounting, rebalancing services, and custodial trade order management.

Thomson Reuters

Financial tools that provide complete market information, news, analytics, and trading tools as simply as the internet.

RBC Wealthstation

Software and processing solutions that enable financial service companies to process trades.

Web Conferencing

Online video conferencing that helps you provide face-to-face contact with clients and their other financial professionals.

Marketing PRO

A comprehensive, constantly-growing client communication library with professionally pre-written client messages, financial articles, and economic update campaigns combined with automation that integrate seamlessly with compliance.

Laser App

The premier e-forms provider in the financial services industry, which creates highly-integrated solutions that combine state-of-the-art forms-filling technology with its massive library of industry related forms.

Veo®

Offered by TD Ameritrade Institutional, this powerful account management and trading platform is designed specifically for advisors, based on feedback from advisors.

OPEN ARCHITECTURE PLATFORM

Infinity is dedicated to offering advisors a flexible, open-architecture suite of fee- and commission-based investment and risk management services. You won’t have to sell proprietary investments – we don’t offer them. You may affiliate with a third-party insurance brokerage general agent to implement your annuity, life, and long-term care insurance strategies. Contact us at [email protected] for more information on investments.

COMPENSATION

Industry-standard compensation packages are based on your designation as a registered principal, registered representative, and/or investment advisory representative. Structures vary between offices of supervisory jurisdiction (OSJs), branches and home-office based representatives, with highly-competitive payouts.

DID WE MISS SOMETHING?

Infinity encourages an open dialogue with advisors to learn fresh ideas. We're always willing to investigate new technology partners and platforms to help you manage and grow your practice.